-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IqpMSDQP89GxfocA9ZwOyUium7fbAqJxAaBIoF29zHdohh3LFGwcOZwXfTFYBGYj 5SOdDsFNgVIOVkq6W9wcAw== 0001193125-07-221986.txt : 20071019 0001193125-07-221986.hdr.sgml : 20071019 20071019150419 ACCESSION NUMBER: 0001193125-07-221986 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071019 DATE AS OF CHANGE: 20071019 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DEZWIREK PHILLIP CENTRAL INDEX KEY: 0000897715 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 3127049400 MAIL ADDRESS: STREET 1: 111 ELIZABETH STREET STREET 2: SUITE 600 CITY: TORONTO ONTARIO STATE: A6 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: API Nanotronics Corp. CENTRAL INDEX KEY: 0001081078 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 980200798 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78423 FILM NUMBER: 071180937 BUSINESS ADDRESS: STREET 1: 505 UNIVERSITY AVENUE, SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5G 1X3 BUSINESS PHONE: 416-593-6543 MAIL ADDRESS: STREET 1: 505 UNIVERSITY AVENUE, SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5G 1X3 FORMER COMPANY: FORMER CONFORMED NAME: RUBINCON VENTURES INC DATE OF NAME CHANGE: 20000207 FORMER COMPANY: FORMER CONFORMED NAME: RUBINCON RESOURCES INC DATE OF NAME CHANGE: 19990325 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 1 Schedule 13D Amendment No. 1

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

 

 

 

API Nanotronics Corp.

(Name of Issuer)

 

 

Common Stock, $0.001 par value

(Title of Class of Securities)

 

 

03716M 10 4

(CUSIP Number)

 

 

Phillip DeZwirek

505 University Avenue, Suite 1400

Toronto, Ontario, Canada M5G 1X3

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

November 6, 2007

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisitions which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box  ¨.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the act (however, see the Notes).

SCHEDULE 13D

CUSIP No. 03761M 10 4

 

  1  

NAME OF REPORTING PERSON

 

            Phillip DeZwirek

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨

(b)  ¨

    
  3  

SEC USE ONLY

 

 

    
  4  

SOURCE OF FUNDS (see instructions)

 

            OO

    
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

 

   ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Canadian citizen

    

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

  

  7    SOLE VOTING POWER

 

                7,105,160 shares(1)

 

  8    SHARED VOTING POWER

 

                3,653,880 shares

 

  9    SOLE DISPOSITIVE POWER

 

                7,105,160 shares(1)

 

10    SHARED DISPOSITIVE POWER

 

                3,653,880 shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            10,759,040 shares(1)

    
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

 

   ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            14.4% (2)

    
14  

TYPE OF REPORTING PERSON

 

            IN

    

 

(1) Includes 4,499,960 shares of Common Stock issuable upon conversion of outstanding Exchangeable Shares of API Nanotronics Sub, Inc.
(2) Using number in 11 divided by number of outstanding shares of Common Stock, that for purposes of this Schedule 13D includes all shares issuable upon conversion of all outstanding Exchangeable Shares of API Nanotronics Sub, Inc. and exercise of warrants held by Reporting Person.

 

Page 2 of 4

CUSIP No. 03761M 10 4   SCHEDULE 13D  

 

Amendment No. 1

API Nanotronics Corp.

Filed by Phillip DeZwirek

This Amendment No. 1, amends and supplements the Schedule 13D originally filed November 16, 2006 with respect to the Common Stock, $0.001 per value of API Nanotronics Corp. (the “Issuer”). This amendment is being filed to correct the number of shares beneficially owned at the time of the filing and to include additional purchases following the original filing. Unless otherwise indicated herein, terms used and defined in this Schedule 13D amendment shall have the same respective meanings herein as are ascribed to such terms in the original Schedule 13D.

 

Item 5. Interest in Securities of the Issuer.

The response in Item 5 is hereby replaced in its entirety by the following:

 

  (a) Reporting Person is deemed to beneficially own all 4,499,960 shares of Common Stock underlying the Exchangeable Shares of API Nanotronics Sub Inc. he owns directly, all 2,500,000 of the shares of Common Stock underlying the warrants he owns directly, 105,200 shares of Common Stock he owns directly and the 3,653,880 shares of Common Stock owned by Can-Med Technology, Inc. d/b/a Green Diamond Oil Corp. (“Green Diamond”), which in the aggregate represents 14.44% of the outstanding Common Stock of Issuer.

 

  (b) Reporting Person has sole voting power and sole dispositive power with respect to the 6,999,960 shares of Common Stock underlying the Exchangeable Shares of API Nanotronics Sub, Inc. and warrants of Issuer that he owns directly and the 105,200 shares of Common Stock he owns directly. Reporting Person shares voting and dispositive power of the 3,653,880 shares of Common Stock of Issuer owned by Green Diamond with Jason DeZwirek. Reporting Person is the father of Jason DeZwirek. Jason DeZwirek and Reporting Person each own 50% of Icarus Investment Corp., which in turn owns 50.1% of Green Diamond. Reporting Person is the president and a director of Green Diamond and Icarus Investment Corp.

 

  (c) This report is to correct the number of Exchangeable Shares owned personally by the Reporting Person and the number of shares of Common Stock owned by Green Diamond at the time of the combination and report the 105,200 shares of Common Stock that were subsequently acquired by the Reporting Person with personal funds through the open market. The following is the schedule of purchases made in the past 60 days:

 

Shares Purchases

   

Price

   

Date of transaction

39,200

    $1.15    August 7, 2007

  1,000

    $1.16    August 7, 2007

 

  (d) Reporting Person is the only person known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds of the 7,105,160 shares of the Common Stock of Issuer, including the Common Stock underlying the warrants and Exchangeable Shares of API Nanotronics Sub, Inc. owned directly by him. Jason DeZwirek, the son of Reporting Person, is the only person other than Reporting Person who is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 3,653,880 shares of Common Stock of the Issuer owned by Green Diamond. Reporting Person is the father of Jason DeZwirek. Jason DeZwirek and Reporting Person each own 50% of Icarus Investment Corp., which in turn owns 50.1% of Green Diamond.

 

  (e) Not applicable.

 

Page 3 of 4

CUSIP No. 03761M 10 4   SCHEDULE 13D  

 

Signatures.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

October 19, 2007

 

/s/ Phillip DeZwirek

Phillip DeZwirek

 

Page 4 of 4

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